Audit Director – Investment
Management
Our client is a growing Investment Management firm
based in New York City and they are looking to hire a Director for their
Internal Audit Team, which is a critical component of the firm’s control and
risk management infrastructure.
The Audit Director will be responsible for assisting
in providing strategic direction, leadership and management of the group’s
operations. This individual will be expected to oversee independent and
objective assurance projects, collaborate with business and risk partners and work
effectively with members of Audit’s global leadership team. The Audit Director will also have primary
relationship responsibilities with senior management personnel and will be an
active participant on various Operating, Audit and Risk Management governance
committees.
Primary responsibilities include:
Overall
management and/or leading the execution of multiple audits and projects,
including ensuring timely completion.
Primary
business engagement responsibilities for multiple lines of business and foster
strong relationships with the business.
Provide
controls advisory services to the Company’s various businesses.
Collaborate
with the other corporate risk and control functions to ensure activities are
coordinated and fully leveraged.
Identify
key control issues and emerging risks, and work with management to ensure
timely and effective remediation.
Work
with the applicable Regional Head of Audit in preparing and presenting periodic
updates to the relevant internal and external governance forums.
Provide
timely and candid feedback and coaching to staff.
Assist
in the recruiting and development of a high performing team that will be a
training ground for talent.
Effectively
manage resources to optimize productivity, meet training and development needs,
and deliver high quality, value added assurance and advisory services.
Engagement
with relevant regulators.
Skills and Experience:
Undergraduate or
graduate degree in finance, economics, risk management or other business
related field is preferred.
15+ years of
broad exposure/experience to audit, risk management, operations, finance and
compliance activities is preferred.
Strong
understanding of investment management, trading or capital markets businesses,
products or processes.
Excellent project
management, organizational and presentation skills.
Experience
managing teams of skilled professionals and developing junior talent.
Excellent
communication (verbal, written, and listening) and interpersonal skills,
including strong writing skills, particularly as related to audit reports and
management presentations.
Ability
to develop and maintain effective working relationships with senior management
and external regulators.
Good
understanding of current regulatory and industry events.
CFA,
CPA/CA, CRM or similar professional certification is a plus.
Total
Compensation will be in the $250-350k+ range.
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