The Peak Organization Inc Hiring For VP of Capital Markets Audit at New York City, NY Full Time

Our client is a top-tier investment bank based in New York City and they have an immediate opening for a VP on their growing Capital Markets Audit team.? The VP will have a broad span of responsibility over a group of auditors with a focus on high-risk complex businesses and/or multiple business groups within Global Markets.?

• Handles personnel management, communication, and expense management for audit group(s) under responsibility.??

• Builds audit plan that provides effective and efficient coverage across multiple businesses.?

• Proactively implements audit strategy by defining audit scope, audit program & audit test procedures in area of responsibility.?

• Manages business partner relationships for areas of responsibilities. Anticipates and exercises critical thinking and judgment to effectively influence senior business management & peers and acts as a catalyst.?

• Helps business partners balance their business strategies with appropriate risk management controls from an enterprise perspective.?

• Coordinates communication & interaction with regulatory agencies, external consultants, and other interested parties.?

• Development, implementation and communication of Corporate Audit’s mission, goals and strategies.?

• Coaches and trains associates within group and across Audit.?

Compensation is $135K – $165K + Bonus

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The ideal candidate will have:?

• At least 10-15 years of auditing experience with an internal audit function or public accounting firm, preferably within the Banking or Financial Services industry.
• Strong knowledge of Global Markets/Banking lines of business; Operations and Middle Office functions; and operational controls.
• In-depth understanding of key Global Markets Operations processes (focusing on back office operations).
• Strong understanding of the trading function; product control; middle office and operations.
• Familiarity with relevant regulatory rules, pending regulatory reforms, and industry initiatives.
• Excellent verbal and written communication skills.
• Ability to effectively build and manage relationships with stakeholders throughout the organization.
• Demonstrated ability to lead a team of professionals and coordinate with peers across functional teams and regions.
• Ability to coach and develop junior associates.
• Must have bachelor’s degree.?

Desired Skills:

• Master’s degree and CPA/CIA.

For immediate consideration, please submit your resume to Craig Munch at ******@peakaudit.com.

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